INTELLECTUAL PROPERTY LAW. Related short answer

PAPER-V:

INTELLECTUAL PROPERTY LAW.

Unit-l:


1. Meaning of Intellectual Property

Intellectual Property (IP) refers to creations of the human mind such as inventions, literary and artistic works, symbols, names, images, and designs used in commerce. Unlike physical property, IP is intangible and is protected by legal rights that grant the creator exclusive control over the use of their creations. The purpose of IP law is to encourage innovation and creativity by offering legal incentives. The holder of IP rights can prevent unauthorized use, reproduction, or distribution of their work. IP plays a key role in the knowledge economy by promoting scientific advancements, cultural enrichment, and commercial development.


2. Nature of Intellectual Property

The nature of Intellectual Property is dual – it is both a legal and commercial asset. Legally, IP grants exclusive rights to creators and inventors, often for a limited duration, to exploit their works. Commercially, IP can be transferred, licensed, mortgaged, or sold like other forms of property. IP rights are territorial, meaning they must be registered in each country where protection is sought. IP also fosters a balance between the interests of creators and the public, ensuring that once protection expires, the creation becomes part of the public domain for universal benefit.


3. Classification of Intellectual Property

Intellectual Property is broadly classified into two main categories: Industrial Property and Copyright.

  • Industrial Property includes patents, trademarks, industrial designs, and geographical indications.
  • Copyright covers literary and artistic works such as novels, music, paintings, films, and software.
    A further classification involves new areas like Plant Varieties, Biotechnology, and Layout Designs of integrated circuits. Each class of IP has its own governing law, method of registration, duration of protection, and scope of enforcement. The classification helps in proper administration, policy-making, and dispute resolution.

4. Protection of Intellectual Property

IP is protected through national laws, regional agreements, and international treaties. Protection involves registration (for patents, trademarks, designs) and enforcement against infringement. International treaties like TRIPS (Trade-Related Aspects of Intellectual Property Rights), administered by the WTO, harmonize standards across nations. In India, specific laws such as the Copyright Act, Patents Act, and Trademarks Act provide legal frameworks. Protection enables the right holder to license or commercialize their IP and take legal action against infringers. Effective enforcement mechanisms, including civil remedies, criminal prosecution, and border measures, are essential for robust IP protection.


5. Copyright

Copyright is a legal right that protects original literary, dramatic, musical, and artistic works, as well as cinematographic films and sound recordings. It grants the creator exclusive rights to reproduce, distribute, perform, and display the work publicly. In India, copyright is governed by the Copyright Act, 1957, and protection generally lasts for the lifetime of the author plus 60 years. Copyright does not protect ideas, only their expression. No registration is required to obtain copyright, but registration offers legal advantages in enforcement. Exceptions like fair use allow limited use without permission for education, criticism, and research.


6. Trademarks

A trademark is a recognizable sign, word, symbol, or logo that distinguishes the goods or services of one entity from those of others. Trademarks help consumers identify and choose products based on reputation and quality. In India, trademarks are governed by the Trademarks Act, 1999, and registration grants the owner exclusive rights to use the mark. A registered trademark is valid for 10 years and can be renewed indefinitely. Trademarks can be challenged or removed for non-use or if they become generic. Infringement of trademarks may lead to civil and criminal remedies.


7. Patents

A patent is an exclusive right granted for an invention, which must be novel, involve an inventive step, and be industrially applicable. It allows the inventor to prevent others from making, using, or selling the invention without permission. In India, patents are governed by the Patents Act, 1970, and are granted for 20 years from the date of filing. Patent protection encourages innovation and technological advancement. Not all inventions are patentable—discoveries, abstract theories, and methods of agriculture are excluded. Patent applications are examined, and upon grant, the patent must be maintained through renewal fees.


8. Industrial Designs

Industrial design protection is granted for the aesthetic or ornamental aspects of an article, such as shape, pattern, or color. It must be new and original. In India, the Designs Act, 2000 governs industrial designs, offering protection for an initial period of 10 years, extendable by 5 more years. Registration of the design gives the right holder exclusive rights to use and prevent imitation. Unlike patents, design protection does not cover the functional aspects of a product. Designs add commercial value to products and play a significant role in market appeal and brand differentiation.


9. Geographical Indications

A Geographical Indication (GI) is a sign used on products that have a specific geographical origin and possess qualities or a reputation due to that origin. Examples include Darjeeling Tea, Basmati Rice, and Kanjeevaram Silk. In India, GI protection is governed by the Geographical Indications of Goods (Registration and Protection) Act, 1999. Registration gives exclusive rights to producers in that region and prevents unauthorized use. GI helps promote rural development, preserve traditional knowledge, and support sustainable economic growth. It differs from trademarks as the right belongs to a community rather than an individual or company.


10. Plant Varieties Protection and Biotechnology

The Protection of Plant Varieties and Farmers’ Rights (PPVFR) Act, 2001 in India provides IP protection to new, distinct, uniform, and stable plant varieties. It grants breeders and farmers rights over the use and commercialization of seeds. The Act balances breeders’ interests with traditional knowledge and farmers’ rights. Biotechnology, on the other hand, deals with inventions related to genetic engineering and bio-products, which can be protected under patent laws if they meet patentability criteria. These protections ensure incentives for agricultural innovation while safeguarding biodiversity and traditional agricultural practices.


11. Layout Designs of Integrated Circuits

Layout designs (topographies) refer to the three-dimensional configuration of electronic circuits used in microchips and semiconductor devices. These layouts are essential in the electronics industry and are protected under IP laws. In India, the Semiconductor Integrated Circuits Layout-Design Act, 2000 provides for the registration and protection of layout designs. To be registered, the design must be original, not commonly known, and capable of distinguishing itself. Protection is granted for 10 years from the date of registration. The rights prevent unauthorized reproduction, sale, or distribution of the layout design. This protection promotes innovation and investment in the microelectronics sector.


12. Importance of Intellectual Property in the Modern Economy

Intellectual Property is a critical asset in the modern knowledge-driven economy. It promotes innovation, creativity, and cultural development by granting creators and inventors exclusive rights to commercialize their work. IP-intensive industries significantly contribute to GDP and employment. Businesses use IP to build brand value, attract investment, and gain competitive advantage. Governments benefit through increased economic activity and tax revenue. In the digital age, IP also protects software, databases, and algorithms. Effective IP management supports startups, research institutions, and multinational corporations alike, making IP a key driver of national and global economic growth.


13. International Treaties for IP Protection

Various international treaties facilitate uniform protection of Intellectual Property across borders. The Paris Convention (1883) covers industrial property (patents, trademarks), and the Berne Convention (1886) protects literary and artistic works. The TRIPS Agreement (1995) under the WTO sets minimum standards for IP rights and enforcement. The WIPO (World Intellectual Property Organization) administers these treaties and promotes international cooperation. Treaties such as the Madrid Protocol (for trademarks) and the Patent Cooperation Treaty (PCT) allow simplified, centralized filing in multiple countries. These agreements harmonize laws, reduce costs, and provide legal certainty for right holders across jurisdictions.


14. IP Infringement and Remedies

IP infringement occurs when someone uses, copies, or distributes intellectual property without the permission of the right holder. Common forms include software piracy, trademark counterfeiting, and patent violation. Remedies against infringement include civil suits for injunctions, damages, and account of profits. Criminal action can also be initiated in some cases, particularly for copyright and trademark infringement. Courts may also grant interim relief such as seizure of infringing goods. Border control measures prevent the import/export of counterfeit products. Timely enforcement is crucial for maintaining the economic and moral interests of IP holders.


15. Patentability Criteria

For an invention to be patentable, it must satisfy three main criteria:

  1. Novelty – The invention must be new and not disclosed publicly.
  2. Inventive Step (Non-obviousness) – It must not be obvious to someone skilled in the relevant field.
  3. Industrial Applicability – It must be capable of being used in an industry.
    In India, additional exclusions exist under the Patents Act, 1970, including inventions contrary to public order, mere discoveries, and computer programs per se. Patentability ensures that only deserving innovations receive protection, balancing innovation with public interest.

16. Difference Between Copyright and Patent

Copyright protects original expressions such as books, music, art, and films. It arises automatically upon creation and usually lasts for the life of the author plus 60 years in India.
A patent, on the other hand, protects inventions that are new, involve an inventive step, and have industrial applicability. Patents must be registered and are valid for 20 years.
While copyright safeguards creative expressions, patents protect functional ideas and inventions. The scope, duration, and method of obtaining protection differ significantly between the two types of IP.


17. Role of IP in Startups and SMEs

Startups and small businesses heavily rely on IP to gain a competitive edge. Trademarks help in building brand identity; patents attract investors by showcasing innovation; and copyrights protect content and software. IP can be monetized through licensing, franchising, or selling. It also plays a role in mergers, acquisitions, and funding rounds. Government schemes like India’s Startup Intellectual Property Protection (SIPP) assist startups in IP registration. For SMEs, awareness and strategic use of IP rights can be vital for long-term growth, market expansion, and protection against unfair competition.


18. Copyright Infringement and Exceptions

Copyright infringement involves unauthorized use of a protected work such as copying, distribution, or public performance without the owner’s consent. Infringement leads to civil remedies like injunctions and damages and sometimes criminal penalties including fines or imprisonment. However, certain exceptions exist under the law, such as “fair dealing” for purposes like research, criticism, teaching, and news reporting. Libraries, educational institutions, and disabled users are granted additional rights. These exceptions aim to balance the rights of authors with the public interest in access to knowledge and culture.


19. Trademark Infringement and Passing Off

Trademark infringement occurs when an unauthorized person uses a mark that is identical or deceptively similar to a registered trademark, likely causing confusion. Legal action can be taken under the Trademarks Act, 1999 for both infringement and “passing off.”
Passing off is a common law remedy available even for unregistered marks, based on the reputation and goodwill associated with the brand. The plaintiff must prove misrepresentation, damage, and existing goodwill. Both remedies aim to protect brand identity and prevent consumer deception.


20. Patent Revocation and Opposition

Even after a patent is granted, it can be challenged. Pre-grant opposition can be filed before the patent is granted by any person, and post-grant opposition can be filed within one year of grant by interested parties. Grounds include lack of novelty, obviousness, or non-patentable subject matter.
A granted patent can also be revoked under Section 64 of the Patents Act, 1970 by the IPAB (now merged with High Courts), on grounds such as fraud, wrongful obtainment, or non-working in India. This ensures that only genuine, qualified inventions receive monopoly rights.


21. Geographical Indications vs. Trademarks

While both GIs and trademarks distinguish products, they differ fundamentally. A trademark identifies goods or services of a particular enterprise, while a Geographical Indication identifies goods originating from a specific place and possessing qualities due to that location.
Trademarks can be owned by individuals or companies, but GIs are collective rights owned by producers of a particular region. For example, ‘Pepsi’ is a trademark, while ‘Darjeeling Tea’ is a GI. Both can coexist but serve different commercial and cultural purposes.


22. Moral Rights in Copyright

Moral rights protect the personal and reputational interests of authors, independent of economic rights. In India, they include the right of paternity (to be identified as the author) and the right of integrity (to prevent distortion or mutilation of the work). These rights are perpetual, inalienable, and available even after the copyright is transferred. They aim to honor the creative personality of the author and ensure that the work is used in a respectful and intended manner.


23. Trade Secrets and Confidential Information

Trade secrets refer to confidential business information that provides a competitive edge, such as formulas, processes, or strategies (e.g., Coca-Cola recipe). They are protected not by registration, but through contractual agreements and internal security. There is no specific statute in India for trade secrets, but courts enforce confidentiality through civil law, equity, and breach of contract actions. Maintaining secrecy is crucial, as disclosure can destroy the value of the information. Trade secrets complement other IP rights where registration isn’t practical.


24. Doctrine of Exhaustion in IP

The doctrine of exhaustion implies that once an IP-protected product is sold legally, the IP holder cannot control its resale or further distribution. This principle ensures free trade in goods after the first authorized sale. In India, the doctrine is recognized in trademark and copyright law. For example, if a book is sold legally, the copyright owner cannot restrict its resale. It strikes a balance between the rights of IP owners and consumers, preventing monopolistic control over the product’s use post-sale.


25. Biotechnology and Patentability

Biotechnology innovations, such as genetically modified organisms (GMOs), vaccines, and diagnostic kits, are eligible for patent protection if they fulfill the criteria of novelty, inventive step, and industrial applicability. However, ethical concerns and biological exclusions exist. In India, under Section 3 of the Patents Act, methods of agriculture, animals, and plants (except microorganisms) are not patentable. Biotechnology patents encourage R&D in health, agriculture, and environmental solutions. A careful balance is needed to ensure public health, biodiversity, and innovation coexist.


Unit-II:


1. Introduction to Leading International Instruments on IPR

Several international instruments have been established to harmonize Intellectual Property Rights globally. These treaties and conventions set minimum standards for the protection of IP, promote cooperation among nations, and facilitate cross-border enforcement. Key instruments include the Berne Convention, Paris Convention, Universal Copyright Convention, Patent Cooperation Treaty (PCT), TRIPS Agreement, and institutions like WIPO and UNESCO. These frameworks aim to create a uniform and balanced global IP system, helping creators and innovators receive protection beyond their national borders. They also support economic development and cultural exchange.


2. Berne Convention for the Protection of Literary and Artistic Works

The Berne Convention (1886) is a key international agreement that protects the rights of authors over their literary and artistic works, such as books, music, films, and paintings. It introduced the principle of “national treatment”, ensuring that foreign authors are granted the same copyright protection as nationals. Another major principle is automatic protection, meaning works are protected without formal registration. The convention also mandates a minimum term of protection—usually the author’s lifetime plus 50 years. Administered by WIPO, the Berne Convention has significantly influenced copyright laws globally.


3. Universal Copyright Convention (UCC)

The Universal Copyright Convention (1952) was created under the auspices of UNESCO to provide an alternative to the Berne Convention, especially for countries like the United States, which were initially reluctant to join Berne. It aimed to offer a minimum level of copyright protection and encouraged countries to protect foreign works even without registration. The UCC requires a copyright notice (© symbol, year, and name) on published works to qualify for protection. Though its influence has diminished due to the wider adoption of the Berne Convention and TRIPS Agreement, it played a transitional role in expanding copyright awareness globally.


4. Paris Convention for the Protection of Industrial Property

The Paris Convention (1883) is a foundational international treaty for the protection of industrial property, including patents, trademarks, industrial designs, and geographical indications. It introduced the principle of priority right, allowing an applicant to file in other member countries within 6–12 months without losing priority. It also promotes national treatment and protects against unfair competition. The Paris Convention laid the groundwork for future treaties and is administered by WIPO. Its main achievement is the establishment of a global framework for filing and protecting industrial property rights efficiently.


5. Patent Cooperation Treaty (PCT)

The Patent Cooperation Treaty (PCT), administered by WIPO, was adopted in 1970 and allows inventors to seek patent protection in multiple countries through a single international application. This simplifies the process, reduces costs, and delays the need for separate national filings. The PCT procedure includes international search and examination, which provides a technical opinion on patentability before entering the national phase. Although the PCT does not grant international patents, it offers a unified system for initial filing, making global patent protection more accessible and efficient for applicants.


6. World Intellectual Property Organization (WIPO)

The World Intellectual Property Organization (WIPO) is a specialized agency of the United Nations, established in 1967 and headquartered in Geneva, Switzerland. Its mission is to promote the protection of intellectual property worldwide through cooperation among states and administration of multilateral treaties. WIPO administers 26 international treaties including the PCT, Berne, Paris, and Madrid systems. It also provides dispute resolution, technical assistance to developing countries, and policy guidance on emerging issues such as artificial intelligence and digital copyright. WIPO plays a central role in shaping the international IP landscape.


7. Role of UNESCO in Intellectual Property

UNESCO (United Nations Educational, Scientific and Cultural Organization) contributes to the protection of Intellectual Property, especially in areas related to cultural and educational works. It played a pivotal role in formulating the Universal Copyright Convention. UNESCO promotes access to knowledge while ensuring protection for creators, particularly in the digital age. It also works to safeguard traditional knowledge, folklore, and indigenous cultural expressions, which are often outside the scope of conventional IP systems. UNESCO’s involvement highlights the intersection of IP with education, heritage, and cultural development.


8. WTO and IPR

The World Trade Organization (WTO) is an international body that deals with global trade rules among nations. IP protection became a part of WTO’s agenda with the inclusion of the TRIPS Agreement. WTO ensures that IP rights are not used to create trade barriers and that there is a balance between protection of IP and access to technology and knowledge. WTO also provides a dispute resolution mechanism for IP-related trade issues between member countries. Its enforcement capability gives TRIPS a unique strength in the international IP regime.


9. TRIPS Agreement

The TRIPS Agreement (Trade-Related Aspects of Intellectual Property Rights), enforced in 1995, is a comprehensive international agreement administered by the WTO. It sets minimum standards for the protection and enforcement of IP rights, including copyrights, trademarks, patents, designs, GIs, and trade secrets. TRIPS incorporates key provisions of WIPO treaties and ensures non-discriminatory treatment of foreign IP holders. It also includes flexibilities like compulsory licensing and transition periods for developing countries. TRIPS has significantly influenced national IP laws worldwide, including in India, which amended its laws to comply with TRIPS obligations.


10. Impact of International Agreements on Indian IP Laws

International agreements like TRIPS, Berne, Paris, and PCT have had a profound impact on the evolution of India’s IP laws. To comply with TRIPS, India amended its Patent Act in 2005 to allow product patents in pharmaceuticals and agriculture. Similarly, India adopted modern laws like the Geographical Indications of Goods Act, 1999 and amended the Copyright Act in 2012. India is also a signatory to WIPO-administered treaties and actively participates in global IP discussions. These international instruments have helped Indian innovators access global markets and raised the standard of IP protection in the country.


11. Harmonization of IP Laws Through International Treaties

International treaties like TRIPS, Berne, and Paris Conventions aim to harmonize intellectual property laws across countries. Harmonization ensures that creators and inventors enjoy similar protection and enforcement in different jurisdictions. It promotes international trade, simplifies IP registration, and provides legal certainty. Harmonized laws reduce the risk of conflicting national standards and make global innovation and investment more efficient. Organizations like WIPO and WTO play a key role in promoting this uniformity through treaties, technical assistance, and capacity building in member countries.


12. National Treatment under IP Conventions

The principle of national treatment, found in almost all IP treaties like Berne and Paris Conventions, ensures that each member country must treat foreign IP holders equally to its nationals. For instance, an author from France must receive the same copyright protection in India as an Indian author. This principle promotes non-discrimination and protects the rights of creators globally. It is a cornerstone of international IP law and ensures fair treatment across borders without requiring dual nationality or registration in every country.


13. TRIPS and Access to Medicines

TRIPS has been criticized for its impact on public health, especially concerning access to affordable medicines. While TRIPS mandates patent protection for pharmaceuticals, it also includes flexibilities like compulsory licensing and parallel imports. The Doha Declaration (2001) reaffirmed members’ rights to prioritize public health. India, for instance, used compulsory licensing in the Natco-Bayer case (2012) to produce generic cancer drugs. Thus, TRIPS seeks to balance IP rights with humanitarian concerns, allowing developing nations to protect public health.


14. Madrid System for International Registration of Trademarks

The Madrid System, administered by WIPO, allows trademark owners to seek protection in multiple countries by filing a single application through their national office. It consists of the Madrid Agreement (1891) and the Madrid Protocol (1989). This system simplifies and reduces the cost of securing international trademark protection. The applicant designates countries where protection is sought. Although India joined the Madrid Protocol in 2013, trademarks are still examined under the national laws of each designated country.


15. Hague System for the International Registration of Industrial Designs

The Hague System, also administered by WIPO, enables applicants to protect industrial designs in multiple countries with a single international application. The application is filed either through a national IP office or directly with WIPO. Member countries examine the design based on their laws. India became a member of the Hague System in 2014. This system facilitates faster, cost-effective design protection globally and is useful for businesses operating across borders in fashion, technology, and industrial products.


16. Budapest Treaty on Microorganism Deposit

The Budapest Treaty (1977) simplifies the patent procedure involving microorganisms. It allows a single deposit of a microorganism at any recognized International Depository Authority (IDA) to be accepted for patent applications in all member countries. This avoids the need for multiple deposits in different countries. It’s particularly important in biotechnology and pharmaceutical patents. India has two IDAs: IMTECH (Chandigarh) and MTCC. The treaty supports innovation in life sciences by reducing procedural burdens.


17. Lisbon Agreement for Geographical Indications

The Lisbon Agreement (1958) provides protection for appellations of origin and geographical indications (GIs) internationally. It ensures that once a GI is registered under Lisbon, all member countries must protect it against misuse. In 2015, the Geneva Act modernized the agreement to include broader GI protection. Although India is not a member, the agreement is significant globally for protecting products like Champagne, Roquefort, and Tequila. It enhances rural development and preserves traditional knowledge by safeguarding regional product identities.


18. Doha Declaration on TRIPS and Public Health

Adopted in 2001, the Doha Declaration clarified that the TRIPS Agreement should not prevent members from taking steps to protect public health. It affirmed the right of countries to use TRIPS flexibilities, such as compulsory licensing, to improve access to affordable medicines, especially in pandemics or health emergencies. This declaration addressed concerns of developing nations and reaffirmed the balance between IP enforcement and human rights. It also led to amendments in TRIPS (Article 31bis) to facilitate drug exports under compulsory licenses.


19. TRIPS Plus Provisions

TRIPS Plus” refers to standards of IP protection that go beyond the TRIPS Agreement. These provisions are often found in bilateral and regional trade agreements, such as Free Trade Agreements (FTAs). Examples include longer patent terms, data exclusivity, and restrictions on compulsory licensing. TRIPS Plus provisions may benefit multinational corporations but can adversely impact access to medicines, education, and local innovation in developing countries. India has largely resisted incorporating TRIPS Plus obligations in its FTAs to preserve its policy flexibility.


20. Intellectual Property and Free Trade Agreements (FTAs)

Modern Free Trade Agreements (FTAs) often include IPR chapters that demand higher standards of protection than those mandated under TRIPS. Countries like the USA and EU use FTAs to push TRIPS Plus measures, especially in pharmaceuticals, digital copyright, and enforcement. These provisions can affect domestic IP policy space, especially in areas like public health and agriculture. India approaches FTAs cautiously and aims to maintain a balance between protecting innovation and safeguarding public interests.


21. Role of TRIPS in Technological Transfer

TRIPS aims to promote technological innovation and the transfer and dissemination of technology, especially to developing and least-developed countries (LDCs). Article 66.2 of TRIPS obligates developed countries to encourage enterprises and institutions to transfer technology to LDCs. In practice, however, the effectiveness of these provisions is debated. While TRIPS encourages technology sharing, concerns remain that IP protection may hinder technology access, especially when high licensing fees or patent barriers exist.


22. Enforcement of IPR under TRIPS

TRIPS requires member countries to establish effective legal frameworks for the enforcement of IP rights, including civil and criminal remedies, border measures, and administrative procedures. These include provisions for injunctions, damages, seizure of counterfeit goods, and penalties for infringement. TRIPS also mandates fair and equitable procedures and judicial review. Member countries are free to determine the appropriate method of implementation. In India, enforcement is primarily handled by the civil courts and customs authorities for border control measures.


23. WIPO Arbitration and Mediation Center

The WIPO Arbitration and Mediation Center provides alternative dispute resolution (ADR) services for IP-related disputes, including trademarks, patents, and domain names. It offers mediation, arbitration, expedited arbitration, and expert determination procedures. The center is known for resolving cybersquatting disputes under the Uniform Domain Name Dispute Resolution Policy (UDRP). It offers a cost-effective and confidential forum for IP disputes, especially beneficial for cross-border cases where litigation is complex and expensive.


24. India’s Compliance with TRIPS

India fully complied with TRIPS obligations by 2005. Key changes included:

  • Allowing product patents in pharmaceuticals and agriculture.
  • Strengthening copyright, trademark, and design laws.
  • Introducing the Geographical Indications Act, 1999. India also retained TRIPS flexibilities such as compulsory licensing and Bolar exemptions. While aligning with global standards, India ensures that its IP regime supports public interest, health, biodiversity, and traditional knowledge.

25. India’s Position in International IP Negotiations

India supports a balanced IP regime that promotes innovation while protecting public interest. It strongly advocates for:

  • TRIPS flexibilities
  • Protection of traditional knowledge
  • Access to medicines
  • Opposition to TRIPS Plus measures India actively participates in WIPO, WTO, and South-South cooperation, pushing for reforms that benefit developing countries. India’s model emphasizes equity, affordability, and access, rather than a one-size-fits-all IP framework.

26. IP and Sustainable Development Goals (SDGs)

Intellectual Property plays a key role in achieving several UN Sustainable Development Goals (SDGs), including innovation (SDG 9), health (SDG 3), and economic growth (SDG 8). However, it must be balanced to ensure that IP laws do not hinder access to essential resources. Initiatives like open licensing, technology transfer, and public-private partnerships are promoted under international frameworks to support sustainable development through inclusive innovation.


27. South-South Cooperation in IP

South-South cooperation refers to collaboration among developing countries to build IP capacity, share best practices, and resist TRIPS Plus obligations. Platforms like WIPO’s Development Agenda and Group of 77 support such efforts. Countries like India, Brazil, and South Africa often lead these initiatives. They promote technology diffusion, local innovation, and IP awareness, reducing reliance on developed economies.


28. UPOV Convention and India’s Position

The UPOV Convention (International Union for the Protection of New Varieties of Plants) protects plant breeders’ rights. However, India has not joined UPOV, as it prioritizes farmers’ rights under its Protection of Plant Varieties and Farmers’ Rights Act, 2001. UPOV emphasizes breeders’ control, whereas India’s law balances breeder and farmer rights. India’s approach ensures that small farmers can save and share seeds, safeguarding food security and biodiversity.


29. Convention on Biological Diversity (CBD) and IP

The CBD (1992) recognizes the sovereign rights of states over their biological resources and promotes fair and equitable sharing of benefits arising from their use. It complements IP systems by addressing access and benefit-sharing (ABS), especially in biotechnology. India’s Biological Diversity Act, 2002 aligns with CBD to prevent biopiracy and protect traditional knowledge. CBD challenges patent regimes that ignore local communities’ contributions to innovation.


30. Traditional Knowledge and International IP Law

Traditional Knowledge (TK) often falls outside the scope of conventional IP laws, which focus on individual and novel creations. Efforts are ongoing under WIPO’s Intergovernmental Committee (IGC) to develop international legal instruments for TK protection. India has taken the lead by establishing the Traditional Knowledge Digital Library (TKDL) to prevent biopiracy and ensure recognition of indigenous contributions. TK protection is essential for cultural preservation, biodiversity, and ethical sharing of innovations.


Unit-III:


1. Historical Evolution of Copyright Law in India

The law of copyright in India has its roots in British law. The first Indian Copyright Act was passed in 1914, modeled on the UK Copyright Act, 1911. After Independence, to suit Indian conditions and fulfill international obligations, the Copyright Act, 1957 was enacted. This Act has been amended several times—in 1983, 1984, 1994, 1999, and most significantly in 2012, to align with global treaties like TRIPS and WIPO Internet Treaties. The 2012 amendment addressed digital rights, the rights of disabled persons, and strengthened authors’ and performers’ rights. The Act now provides a comprehensive framework for copyright protection in India.


2. Meaning of Copyright

Copyright is a form of intellectual property that protects original literary, artistic, musical, dramatic, cinematographic, and sound recordings. It provides the creator with exclusive rights to reproduce, publish, adapt, perform, and communicate the work to the public. In India, copyright arises automatically upon creation and fixation of the work in a tangible form. No registration is mandatory, but it helps in enforcing rights. Copyright is not about protecting ideas—it protects expression of ideas. The duration typically extends for the author’s life plus 60 years for most works.


3. Copyright in Literary, Dramatic, and Musical Works

The Copyright Act protects literary works (books, poems, software code), dramatic works (plays, scripts), and musical works (melodies, compositions). These works must be original and fixed in a tangible medium.

  • For literary and dramatic works, copyright protects expression, not underlying ideas or themes.
  • For musical works, the composition is protected, but not the lyrics (which are literary) or performance (covered under performers’ rights).
    Authors hold economic and moral rights, and infringement includes unauthorized reproduction, performance, or publication.

4. Copyright in Computer Programs and Cinematograph Films

Computer programs are treated as literary works under the Copyright Act, 1957. This means source code and object code are protected against unauthorized copying, distribution, or use.
Cinematograph films include the visual recording and sound recordings accompanying it. The producer is usually the first owner unless agreed otherwise. Copyright in films covers rights to copy, distribute, screen, and broadcast. Duration of copyright in films and software is 60 years from publication. Infringement includes unauthorized screening or sharing via digital platforms.


5. Neighbouring Rights: Performers and Broadcasters

Neighbouring rights (also known as related rights) protect those who contribute to the dissemination of copyrighted works but are not the original creators. These include:

  • Performers’ Rights: Actors, singers, musicians, and dancers have exclusive rights over their performances.
  • Broadcast Reproduction Rights: Broadcasters (TV/radio) have rights over their programs to prevent retransmission without permission.
    The Copyright (Amendment) Act, 2012 significantly enhanced these rights, giving performers economic rights and the right to share in royalties.

6. Ownership and Assignment of Copyright

By default, the author or creator is the first owner of copyright. However, in cases of employment, the employer may be the owner unless agreed otherwise.
Assignment is the legal transfer of copyright from the owner to another person or entity. It must be in writing, specifying the work, rights transferred, duration, and territorial extent. If duration or territory is unspecified, the law provides defaults. Assignment allows businesses to commercially exploit works, but authors retain moral rights even after assignment.


7. Author’s Special (Moral) Rights

Under Section 57 of the Copyright Act, authors are granted moral rights, which include:

  • Right of Paternity: Right to be identified as the creator.
  • Right of Integrity: Right to prevent distortion, mutilation, or modification of the work that harms the author’s reputation.
    These rights are independent of economic rights and remain even after assignment. They are perpetual, inalienable, and enforceable even by heirs. These rights ensure respect for the creator’s personal connection to their work.

8. Notion and Criteria of Infringement

Infringement of copyright occurs when someone uses a protected work without permission in ways reserved for the right holder—like reproducing, distributing, adapting, or publicly performing the work. The key criteria for infringement include:

  • Substantial copying of the original work.
  • Lack of authorization or license.
  • No valid exception like fair use. Even if the infringer was unaware, liability may still arise. Courts assess similarity, copying intent, and whether the expression (not idea) was used. Innocent infringement may affect damages but not liability.

9. Infringement in Films, Literary, and Dramatic Works

Infringement of films includes unauthorized screening, recording, or online sharing. For literary and dramatic works, infringement includes copying passages, performing without license, or creating derivative works.
Digital piracy is a growing issue, particularly for films and books. Courts examine whether the substantial portion was copied and whether fair use or educational exceptions apply. Remedies include injunctions, damages, seizure of copies, and criminal penalties. Legal action can be taken both civilly and criminally under the Act.


10. Authorities under the Copyright Act and Remedies

The Copyright Office under the Ministry of Commerce and Industry is responsible for registration and record-keeping. The Copyright Board (now merged with IPAB, and its functions taken over by High Courts) handled disputes regarding ownership, assignment, and licensing.
Remedies for infringement include:

  • Civil remedies: Injunctions, damages, and accounts of profits.
  • Criminal remedies: Imprisonment up to 3 years and fines up to ₹2 lakhs.
  • Administrative remedies: Customs can seize infringing imports. Copyright enforcement ensures that creators are protected and that IP-based industries can flourish.

11. Fair Use Doctrine under Copyright Law

The doctrine of fair use (or fair dealing in Indian law) allows limited use of copyrighted works without permission for specific purposes such as private study, criticism, review, reporting of current events, teaching, or research. It acts as a safeguard to balance author’s rights and public interest. Section 52 of the Copyright Act, 1957, provides a detailed list of such exceptions. Courts evaluate fair use based on the purpose, amount used, effect on market value, and nature of the work. It is a defense in infringement cases and encourages freedom of expression, education, and innovation.


12. Compulsory and Statutory Licensing

The Copyright Act allows compulsory and statutory licensing to ensure public access to copyrighted works in specific situations.

  • Compulsory licensing can be ordered when a work is withheld from the public unreasonably.
  • Statutory licensing (Section 31D) allows broadcasters to use literary and musical works upon payment of a royalty fixed by the authorities.
    These provisions prevent monopolistic exploitation and promote wider dissemination, especially of musical and educational content. They are crucial in striking a balance between economic rights of authors and public interest.

13. Term (Duration) of Copyright

The duration of copyright depends on the type of work:

  • For literary, dramatic, musical, and artistic works, it lasts for the lifetime of the author plus 60 years.
  • For cinematograph films, sound recordings, photographs, and anonymous or pseudonymous works, the term is 60 years from publication.
  • For government works, it is 60 years from publication as well.
    This long duration allows authors and their legal heirs to economically benefit from the work. After expiry, the work enters the public domain and can be freely used.

14. Registration of Copyright

Although registration is not mandatory for copyright protection in India, it provides prima facie evidence of ownership in court. The Copyright Office, based in Delhi, manages the registration process. The applicant submits an application, along with the work and fees, and after scrutiny and objection period, a certificate of registration is issued. Registration helps in enforcement, especially in infringement and ownership disputes. For software and literary works, registered copyright often supports licensing and commercial transactions.


15. Broadcast Reproduction Right

The broadcast reproduction right is a special right granted to broadcasting organizations, such as TV and radio channels, under Section 37 of the Copyright Act. It allows them to control the rebroadcasting, recording, or public communication of their programs. The right lasts for 25 years from the first broadcast. Unauthorized use of broadcast content—like rebroadcasting TV content on YouTube—is considered infringement. This right encourages investment in content creation and provides broadcasters with legal protection over their transmissions.


16. Performer’s Rights

Under Section 38 of the Copyright Act, performers (actors, singers, dancers, etc.) have special rights over their live and recorded performances. These include the right to prevent unauthorized recording, reproduction, or communication of their performances. The 2012 Amendment granted economic rights and moral rights to performers, valid for 50 years from the performance. Performers also have a right to share royalties when their performances are commercially exploited, especially in music and cinema industries. This recognition promotes the rights and dignity of artists.


17. Rights of Copyright Owners

A copyright owner has two broad types of rights:

  1. Economic Rights: To reproduce, publish, translate, adapt, distribute, perform, or communicate the work to the public.
  2. Moral Rights: The author’s right to claim authorship and to object to any distortion or mutilation of the work.
    These rights enable the author to control the use of the work, earn income, and protect their reputation. Copyright can be assigned, licensed, or inherited, offering flexibility for commercial exploitation and legacy planning.

18. Role of Copyright Societies

Copyright societies are registered bodies that manage the rights of authors and licensees, especially for music, films, and literary works. Examples in India include the Indian Performing Rights Society (IPRS) and the Phonographic Performance Ltd. (PPL). These societies:

  • Grant licenses for public performances.
  • Collect and distribute royalties.
  • Represent authors and right holders collectively. They ensure efficient management of rights and equitable distribution of earnings. They are regulated under Section 33 of the Act and must operate transparently and democratically.

19. Infringement and Criminal Liability

In India, copyright infringement is both a civil and criminal offense. Criminal liability arises under Section 63 of the Copyright Act. The punishment includes:

  • Imprisonment up to 3 years (minimum 6 months), and
  • Fine up to ₹2 lakhs.
    Repeat offenders face enhanced penalties. Criminal remedies act as a deterrent to piracy and unauthorized distribution. Enforcement agencies, including police and customs, have powers to seize infringing copies. Criminal proceedings can be initiated by the owner or their authorized representative.

20. Copyright in the Digital Age

The digital revolution has posed new challenges to copyright protection. Issues like online piracy, peer-to-peer file sharing, unauthorized streaming, and digital copying require new tools for enforcement.
The Copyright (Amendment) Act, 2012 addressed digital issues by:

  • Recognizing digital rights management (DRM).
  • Enhancing broadcast and performers’ rights in online contexts.
  • Extending the definition of communication to the public to include digital transmission.
    Technological measures and cyber policing are now essential to combat infringement on platforms like YouTube, torrent sites, and social media.

21. Doctrine of Idea-Expression Dichotomy

This doctrine holds that ideas cannot be copyrighted, only their expression can be. This principle ensures freedom of thought and creativity while protecting original presentation. For example, the idea of a detective story is not protected, but the specific plot, dialogue, and character development can be copyrighted.
Indian courts, following international standards, have upheld this distinction to prevent monopolization of ideas and promote healthy competition and innovation in creative industries.


22. Remedies under Copyright Law

The Copyright Act provides for civil, criminal, and administrative remedies:

  • Civil: Injunctions, damages, accounts of profits, and delivery up of infringing copies.
  • Criminal: Imprisonment and fines.
  • Administrative: Seizure of pirated goods at borders by customs authorities. Interim injunctions and Anton Piller orders (search and seizure without notice) are commonly granted in copyright disputes. These remedies aim to offer effective enforcement and deter piracy.

23. Voluntary Licensing

A voluntary license is a contractual arrangement in which the copyright owner permits another person to use the work under specified conditions. This is common in music, publishing, and software industries.
Voluntary licenses are flexible and can be exclusive, non-exclusive, or limited by time and geography. They help monetize IP and are often used in franchising, syndication, and distribution. Unlike statutory licenses, voluntary licenses are governed purely by mutual agreement.


24. Public Domain

When a work’s copyright expires or is waived, it enters the public domain, meaning anyone can use it without permission. For example, classical works by Kalidasa or Shakespeare are in the public domain.
In India, most works enter the public domain 60 years after the author’s death. Public domain content is crucial for education, creativity, and access to culture, and forms the basis for adaptation, translation, and reinterpretation without legal restrictions.


25. International Copyright Protection

India is a signatory to major international copyright agreements, including:

  • Berne Convention (1886)
  • Universal Copyright Convention
  • TRIPS Agreement (WTO)
    These treaties ensure reciprocal protection, i.e., works of Indian authors are protected in other member countries and vice versa. The Berne Convention mandates automatic protection and national treatment, while TRIPS sets minimum protection standards. International cooperation helps Indian creators safeguard their works globally and enables enforcement against cross-border piracy.

Unit-IV:

Here are 10 short answer questions (each around 150–200 words) on Unit-IV: Intellectual Property in Trademarks and Designs as per the Trade Marks Act, 1999 and Designs Act, 2000:


1. Meaning and Importance of Trademarks

A trademark is a distinctive symbol, word, logo, design, or expression that identifies the goods or services of a business and distinguishes them from others. Under Section 2(zb) of the Trade Marks Act, 1999, it includes shapes, packaging, or color combinations. Trademarks help in brand recognition, ensure consumer trust, and serve as a valuable marketing tool. Legal protection of trademarks prevents unauthorized use, builds goodwill, and fosters fair competition.


2. Rationale for Trademark Protection

Trademark protection is essential to prevent consumer confusion, protect the reputation and goodwill of businesses, and encourage fair trade practices. Trademarks help consumers associate quality and origin with products. Without protection, counterfeiters could misuse brand identity, leading to loss of revenue and dilution of brand value. Thus, trademark law balances the interests of both business owners and consumers and promotes honest commercial practices.


3. Trademark vs. Property Mark

While both are forms of identification, a trademark is used for goods or services to distinguish them in the marketplace. A property mark, on the other hand, is used to denote ownership of movable property and is regulated under the Indian Penal Code (Section 479), not trademark law. Property marks are used for identification in logistics or transport, whereas trademarks are commercial identifiers granted legal protection under the Trade Marks Act, 1999.


4. Registration of Trademarks

Trademark registration under the Trade Marks Act, 1999 grants the exclusive right to use the mark and to seek legal remedies against infringers. The process involves:

  1. Filing an application with the Trademark Registry.
  2. Examination and objections (if any).
  3. Publication in the Trademark Journal.
  4. Registration after no opposition or successful defense. Registered trademarks are valid for 10 years and can be renewed indefinitely. Registration provides nationwide legal protection and strengthens brand ownership.

5. Passing Off vs. Infringement

Passing off is a common law remedy for protecting unregistered trademarks. It occurs when one party misrepresents their goods/services as those of another, causing confusion.
Infringement, on the other hand, is a statutory remedy available to the owner of a registered trademark. In infringement, even intentional or unintentional use of a similar or identical mark can be challenged legally. Passing off requires proof of goodwill, misrepresentation, and damage, whereas infringement focuses on unauthorized use of a registered mark.


6. Criteria for Infringement of Trademark

A trademark is considered infringed when:

  • An identical or deceptively similar mark is used.
  • The use is unauthorized.
  • It causes confusion or deception in the minds of consumers.
  • It affects the goodwill of the registered trademark. Infringement may occur even if the infringer does not use the mark for similar goods/services, if the trademark is well-known. Indian courts assess visual, phonetic, and conceptual similarity while determining infringement.

7. Remedies for Trademark Infringement

Remedies available to a trademark owner include:

  • Civil remedies: Injunction, damages, account of profits, and destruction of infringing goods.
  • Criminal remedies: Imprisonment up to 3 years and fines.
  • Administrative remedies: Opposition or cancellation of similar marks in the Trademark Registry. Civil courts also grant Anton Piller orders (search and seizure without notice) to prevent evidence destruction. Courts aim to restrain misuse and compensate the trademark owner.

8. Definition and Characteristics of a Design (Designs Act, 2000)

A design, under Section 2(d) of the Designs Act, 2000, refers to the features of shape, configuration, pattern, ornament, or composition applied to any article by any industrial process, which is appealable to the eye. It must be original, new, and not previously published. Designs do not include functional elements or modes of construction. The aim is to protect the aesthetic appearance of products, encouraging innovation and artistic creativity in industries.


9. Protection and Rights of Design Holders

Registered design holders under the Designs Act, 2000 enjoy:

  • Exclusive rights to use and license the design.
  • Right to prevent imitation or unauthorized application of the design.
  • Right to sue for damages in case of infringement. The registration is valid for 10 years, extendable by 5 more years. This protection encourages investment in product appearance and branding, especially in sectors like textiles, packaging, and consumer goods.

10. Remedies for Infringement of Design

In case of design infringement, the rights holder may seek:

  • Injunctions to stop further use.
  • Monetary compensation (damages or profits).
  • Delivery up of infringing goods. The aggrieved party can file a case in the District Court. The Act also provides for cancellation of registration if the design lacks novelty or was previously published. Legal protection ensures creators retain their competitive edge and prevent unfair copying.

11. Well-Known Trademarks

A well-known trademark is one that has gained wide recognition and reputation among the public, even if not registered in a particular class or country. Under Section 2(1)(zg) of the Trade Marks Act, 1999, such trademarks are protected across all categories of goods/services. For example, “Google” or “Apple” are considered well-known. Indian courts and the Trademark Registry can declare a mark well-known. Once declared, protection extends even to unrelated goods, preventing misuse and dilution of brand identity.


12. Collective and Certification Trademarks

A collective trademark is owned by an association whose members use it to distinguish their goods or services from others (e.g., “CA” for Chartered Accountants).
A certification trademark is used to certify goods/services as meeting certain standards regarding quality, origin, or materials (e.g., “ISI” mark).
These special trademarks ensure consumer confidence and promote standardization and fair trade practices. They are registered under specific provisions of the Trade Marks Act and are monitored for compliance with set conditions.


13. Grounds for Refusal of Trademark Registration

A trademark may be refused registration under Sections 9 and 11 of the Trade Marks Act if:

  • It is not distinctive or descriptive.
  • It is deceptively similar to an existing mark.
  • It hurts religious sentiments, is obscene, or is prohibited by law.
  • It is likely to cause confusion or mislead consumers. Absolute and relative grounds ensure that only valid, non-conflicting, and lawful marks are registered, maintaining order in the marketplace.

14. Renewal and Removal of Trademarks

Registered trademarks are valid for 10 years and may be renewed indefinitely every 10 years by paying the prescribed fee. If not renewed, the mark is removed from the register. However, a restoration application can be filed within one year from expiration. Renewal maintains legal protection and helps businesses preserve their brand value and legal remedies against infringement.


15. Madrid Protocol and International Trademark Protection

India joined the Madrid Protocol in 2013, which allows trademark owners to apply for international protection through a single application filed with the Indian Trademark Registry. WIPO (World Intellectual Property Organization) forwards the application to selected countries. It simplifies the registration process, reduces costs, and saves time. However, each country may accept or refuse the application as per its national laws. This system benefits Indian businesses seeking to expand globally.


16. Trademark Licensing and Assignment

A license allows a third party to use a trademark without transferring ownership, usually under specified terms. An assignment is a complete or partial transfer of ownership of a trademark from one party to another. Assignments must be in writing and can be with or without the goodwill of the business. Both licensing and assignment help in commercial exploitation of trademarks and should be recorded with the Trademark Registry for enforcement purposes.


17. Trademark Opposition Proceedings

After a trademark application is accepted and published in the Trademark Journal, it can be opposed by any third party within 4 months. Grounds for opposition include deceptive similarity, prior usage, lack of distinctiveness, or bad faith filing. The Registrar adjudicates the matter after hearing both parties. Opposition ensures that existing rights are protected and only valid trademarks are granted registration.


18. Concept of Brand Dilution

Brand dilution occurs when the distinctiveness or reputation of a famous trademark is weakened due to unauthorized or inappropriate use by others, even if there’s no direct competition or consumer confusion. For example, using “Coca-Cola” for unrelated goods like soap can dilute the brand. Courts recognize dilution under the concept of anti-dilution protection for well-known marks. It helps prevent loss of brand prestige and confusion about origin or quality.


19. Definition and Scope of Industrial Design

An industrial design refers to the decorative or aesthetic aspect of an article, not its function. Under Section 2(d) of the Designs Act, 2000, it includes shape, pattern, ornamentation, or composition of lines or colors applied to any article. It must be new and original, not previously published. Industrial designs enhance the visual appeal of products and are crucial in sectors like packaging, furniture, textiles, and automobiles.


20. Eligibility Criteria for Design Registration

For a design to be registered under the Designs Act, 2000, it must:

  • Be new or original.
  • Not be disclosed or published previously in India or elsewhere.
  • Be appealable to the eye.
  • Not contain scandalous or obscene matter. Functional features or mechanical processes are not registrable. These criteria ensure that only innovative and visually unique designs receive protection, encouraging industrial creativity.

21. Procedure for Design Registration

Design registration involves:

  1. Filing an application with the Designs Wing of the Patent Office.
  2. Submission of representations (views) of the article.
  3. Examination and objection, if any.
  4. If cleared, the design is registered and published. Once registered, the design is protected for 10 years, extendable by 5 more years. Registration helps in enforcing exclusive rights and deterring unauthorized use or copying.

22. Rights of a Registered Design Owner

The owner of a registered design has the exclusive right to:

  • Use the design for commercial purposes.
  • Prevent others from copying or imitating it.
  • License or assign the design to others. These rights are valid for 10 years, renewable for 5 more years. Unauthorized use of the design is considered infringement, for which the owner can sue for compensation and injunctive relief.

23. Remedies for Design Infringement

If someone copies or uses a registered design without authorization, the design holder can seek:

  • Injunctions to stop further use.
  • Damages up to ₹25,000 per act (max ₹50,000 total).
  • Delivery up of infringing products. Civil action can be filed in District Courts. Criminal remedies are not provided under the Designs Act. Quick enforcement is essential to protect market competitiveness and discourage imitation.

24. Cancellation of Design Registration

Any interested person may file a petition for cancellation of a registered design on the following grounds:

  • The design is not new or original.
  • It has been published earlier.
  • It is not registrable under the Designs Act.
  • It contains functional elements or is contrary to morality. The petition is filed before the Controller of Designs, and if successful, the registration is revoked. This ensures that invalid or undeserving designs do not enjoy legal protection.

25. Overlap Between Design and Copyright

In India, an artistic work (like a drawing) may be protected under Copyright Act, but if it is applied to industrial articles and is reproduced more than 50 times, the copyright ceases, and protection must be sought under the Designs Act, 2000. This ensures that mass-produced aesthetic designs are regulated under a separate legal framework. Thus, creators must strategically choose between copyright and design registration based on the intended commercial use of the artwork.


Unit-V:


1. Concept of Patent

A patent is an exclusive right granted by the government to an inventor for an invention that is new, involves an inventive step, and is capable of industrial application. It prevents others from making, using, selling, or importing the patented invention without the patentee’s permission. Patents are crucial for encouraging innovation by rewarding inventors and protecting their creations for a limited period.


2. Historical Overview of Patent Law in India

India’s first legislation on patents was the Act VI of 1856, based on British law. This was followed by multiple revisions, leading to the Indian Patents and Designs Act, 1911. After Independence, the government appointed the Ayyangar Committee, whose recommendations led to the Patents Act, 1970, which came into force in 1972. Major amendments were made in 1999, 2002, and 2005, aligning Indian law with the TRIPS Agreement and enabling product patents in pharmaceuticals and agro-chemicals.


3. Patentable Inventions under Indian Law

Under the Patents Act, 1970, an invention must satisfy three essential conditions:

  1. Novelty – It should be new.
  2. Inventive Step – It should not be obvious to a person skilled in the field.
  3. Industrial Applicability – It should be capable of being made or used in an industry.
    Certain inventions are non-patentable, including abstract theories, mathematical methods, computer programs per se, methods of agriculture, and inventions contrary to public order or morality (Section 3 and 4 of the Act).

4. Kinds of Patents

While Indian law does not classify patents into categories officially, patents can be functionally categorized as:

  • Product Patents: Protect a new product or substance (e.g., a drug molecule).
  • Process Patents: Protect a new method or process of manufacturing.
  • Incremental or Improvement Patents: Granted for improvements in existing inventions.
  • Patent of Addition: For improvements or modifications of an already patented invention by the same inventor.

5. Procedure for Obtaining a Patent

The patenting process includes:

  1. Filing a Patent Application with the Indian Patent Office.
  2. Publication after 18 months.
  3. Request for Examination within 48 months from the filing date.
  4. Examination and Objection Handling by the Controller.
  5. Grant of Patent, if criteria are met and objections cleared.
    Once granted, the patent is published in the Patent Journal, and rights begin from the date of filing. The whole process can take 2–3 years.

6. Rights and Obligations of a Patentee

The patentee has the exclusive right to make, use, sell, or license the invention for 20 years. The patentee can also assign or license the patent.
Obligations include:

  • Working the patent in India (i.e., using it commercially).
  • Furnishing annual statements regarding the use.
  • Paying renewal fees to keep the patent in force.
    Failure to comply may lead to compulsory licensing or revocation.

7. Term of Patent Protection

Under the Patents (Amendment) Act, 2005, all patents—whether product or process—are granted for a term of 20 years from the date of filing of the application. No extension is permitted beyond 20 years. After expiry, the invention falls into the public domain, and anyone can freely use it without permission from the patentee.


8. Exclusive Marketing Rights (EMR)

Exclusive Marketing Rights (EMRs) were transitional rights available before India allowed product patents in pharmaceuticals and chemicals (1995–2005). EMRs were granted to applicants who had filed a patent in India and had marketing approval in another country. It allowed exclusive selling rights for up to 5 years or until the patent was granted. EMRs ceased after the 2005 amendment enabled full product patenting, replacing the need for such transitional rights.


9. Notion of ‘Abuse’ of Patent Rights

A patentee is expected to use the patent for the benefit of the public. Abuse of rights includes:

  • Not working the patent in India.
  • Charging excessive prices.
  • Denying licenses on reasonable terms. In such cases, the government can issue compulsory licenses under Section 84, allowing others to use the invention without the patentee’s consent. Abuse is monitored to prevent monopolistic exploitation and ensure availability of essential inventions like medicines.

10. Infringement of Patent and Remedies

Patent infringement occurs when a patented invention is used, made, sold, or imported without the patentee’s permission during the term of the patent.
Remedies available to the patentee include:

  • Injunction (interim or permanent).
  • Damages or account of profits.
  • Seizure or destruction of infringing goods.
    Civil remedies are available through courts, and patent holders may also pursue border enforcement through customs. Indian law does not provide criminal remedies for patent infringement.

11. Compulsory Licensing under Patent Law

Compulsory licensing is a legal mechanism that allows the government or a third party to produce a patented product without the permission of the patent holder under certain conditions. Under Section 84 of the Patents Act, a license can be granted after 3 years from the date of grant if:

  • The reasonable requirements of the public are not being met,
  • The patented invention is not available at a reasonable price, or
  • The invention is not being worked in India. The most notable case is the 2012 compulsory license granted to Natco Pharma for Bayer’s patented cancer drug Nexavar, making it affordable.

12. Revocation of Patents

A patent can be revoked under Section 64 of the Patents Act, 1970 for several reasons:

  • Lack of novelty or inventive step,
  • Non-disclosure of relevant information,
  • Non-working of the patent,
  • Obtaining the patent fraudulently. Revocation may be initiated by the Central Government, any interested person, or even by the Controller in certain cases. It ensures only genuine inventions are protected and that patents are used responsibly for the benefit of society.

13. Doctrine of Equivalents in Patent Infringement

The doctrine of equivalents provides that even if an alleged infringing product does not literally fall within the scope of the patent claims, it may still infringe if it performs substantially the same function in substantially the same way to achieve the same result. This doctrine helps prevent minor modifications from avoiding infringement liability and ensures broad protection to genuine inventors. Indian courts have gradually started accepting this doctrine in interpreting patent infringement disputes.


14. Patent Cooperation Treaty (PCT) and India

India became a member of the Patent Cooperation Treaty (PCT) in 1998. Under the PCT system, inventors can file a single international application, designating multiple member countries for patent protection. This simplifies the patent filing process, reduces costs, and provides extended time (up to 30/31 months) to enter national phases. The PCT system does not grant international patents, but facilitates centralized processing and examination before national filings.


15. Opposition to Patents – Pre- and Post-Grant

The Patents Act allows opposition to patent applications in two stages:

  • Pre-grant opposition under Section 25(1): Any person may file opposition after publication but before the patent is granted.
  • Post-grant opposition under Section 25(2): Filed within 1 year of patent grant by any interested person. Grounds include lack of novelty, obviousness, wrongful obtainment, insufficient disclosure, and prior use. Opposition helps in quality control and prevents undeserving patents from being enforced.

16. Patentability of Biotechnology Inventions

Biotechnology inventions are patentable in India if they satisfy the conditions of novelty, inventive step, and industrial applicability. However, certain categories are excluded under Section 3 of the Act:

  • Clones, human embryos, or processes for modifying germ lines.
  • Traditional knowledge and plants/animals in whole or any part.
  • Inventions contrary to public order or morality. However, genetically modified microorganisms, DNA sequences, and diagnostic methods may be patented if they meet the required standards and are not excluded.

17. Patent Rights in the Pharmaceutical Sector

Pharmaceutical inventions are patentable under the Patents (Amendment) Act, 2005. However, Section 3(d) restricts patents on new forms of known substances unless they show enhanced efficacy. This prevents evergreening of patents, where companies extend patent terms through minor changes.
The famous Novartis v. Union of India case upheld this principle, denying a patent for Glivec due to lack of enhanced efficacy. Indian law thus strikes a balance between innovation and public health.


18. Working of Patents in India

Patent holders must commercially use the invention in India, either by manufacturing or importing it. This is called “working” of the patent. Patentees are required to submit Form 27 annually to declare the extent of working. Failure to work the patent may lead to compulsory licensing or even revocation. The concept ensures that patents contribute to the country’s industrial development and are not merely held for blocking competitors.


19. Patent Assignment and Licensing

A patentee can assign (transfer ownership) or license (authorize use) of a patent to others through written agreements. Assignments can be full or partial, and must be registered with the Patent Office. Licensing can be exclusive or non-exclusive. These mechanisms enable commercial exploitation of the invention and help patentees generate revenue. It also allows collaboration and wider availability of patented products.


20. Patent Infringement: Defenses Available

A person accused of patent infringement may raise several defenses, including:

  • The patent is invalid (lack of novelty, obviousness).
  • The act falls under permitted use (e.g., research or experimental use).
  • The patented invention was not worked in India.
  • Use is covered under compulsory license. These defenses are raised during infringement proceedings, and if successful, may result in dismissal of the suit or revocation of the patent.

21. Research and Experimental Use Exception

Under Indian patent law, use of a patented invention for research or experimental purposes does not amount to infringement. This exception allows academic and industrial researchers to work on improvements, testing, or new applications without the patentee’s consent. It ensures that scientific progress is not hindered by patent monopolies. However, the use must be genuinely non-commercial and not intended for profit-making.


22. Patent Filing by Foreign Applicants in India

Foreign applicants can file patents in India:

  • Directly under national route, or
  • Through the PCT international application route.
    They must appoint an Indian patent agent for filing and correspondence. Indian law treats foreign applicants at par with Indian nationals, provided their home country offers reciprocal rights to Indian citizens. This facilitates international protection and encourages foreign innovation in the Indian market.

23. Patent Protection for Software in India

In India, software per se is not patentable under Section 3(k) of the Patents Act. However, a software-related invention may be patentable if:

  • It is combined with hardware, and
  • Results in a technical effect or solution. Examples include software controlling a machine or embedded in a device. Purely mathematical algorithms or computer programs without hardware linkage are excluded to prevent overbroad monopolies in the tech sector.

24. Difference between Patent and Trade Secret

A patent provides legal protection for an invention in exchange for public disclosure, whereas a trade secret protects confidential information (e.g., formula, method) without disclosure. Patents last for a fixed term (20 years), while trade secrets can last indefinitely, as long as secrecy is maintained. Coca-Cola’s formula is a classic example of a trade secret. Patents offer stronger protection, but trade secrets are useful for processes that are difficult to reverse engineer.


25. Importance of Patents for Economic Growth

Patents encourage technological innovation by granting inventors exclusive rights. This fosters investment in research, development, and commercialization. Patents also contribute to industrial growth, job creation, and international trade. In sectors like pharmaceuticals, biotechnology, and electronics, patent protection is critical to recoup R&D costs. A strong patent system enhances a country’s competitiveness and helps create a knowledge-based economy. India’s growing patent activity reflects its emergence as a hub for innovation.


26. Doctrine of Patent Exhaustion

The doctrine of patent exhaustion, also known as the first sale doctrine, means that once a patented product is sold legally, the patentee loses the right to control further resale or use of that specific item. For example, if a patented machine is sold by the patentee, the buyer is free to use, resell, or modify it without fear of infringement. This doctrine supports free trade and prevents patent holders from imposing multiple royalties on the same product after first sale.


27. Role of the Controller General of Patents

The Controller General of Patents, Designs and Trade Marks (CGPDTM) is the head of India’s patent system and supervises the Patent Offices across India. The Controller is responsible for:

  • Granting patents,
  • Handling oppositions,
  • Managing compulsory licensing,
  • Adjudicating procedural matters, and
  • Overseeing the working of patents (Form 27). The Controller plays a quasi-judicial role and ensures fair, efficient, and transparent administration of patent rights in India.

28. Difference Between Invention and Innovation

An invention refers to the creation of a new product or process that is novel, involves an inventive step, and is capable of industrial application. An innovation, on the other hand, may involve the improvement or application of existing inventions to solve real-world problems. All inventions are innovations, but not all innovations are inventions eligible for patents. Innovation may include business methods, customer models, or local adaptations, which may not be patentable but are still valuable commercially.


29. Patent Landscaping

Patent landscaping is a process of analyzing existing patents in a specific technological field to identify:

  • Trends in innovation,
  • Gaps in the market,
  • Potential infringement risks,
  • Opportunities for R&D. It involves searching patent databases, reviewing citations, and assessing jurisdictions of protection. Companies use patent landscaping for competitive intelligence, strategic planning, and avoiding litigation. It is especially useful in pharma, biotech, electronics, and emerging tech sectors.

30. Patentability Search and Its Importance

Before filing a patent, a patentability search is conducted to determine if the invention is new and non-obvious. It involves searching prior art—existing patents, journal articles, and public disclosures. The benefits include:

  • Avoiding unnecessary filing expenses,
  • Strengthening the patent draft,
  • Understanding existing solutions. Patent searches are often conducted using tools like WIPO Patentscope, Google Patents, and INPASS (Indian Patent Advanced Search System). It ensures that patent applications are based on informed decisions.

31. Traditional Knowledge and Patent Law

Traditional knowledge (TK) includes ancient practices, medicines, or agricultural techniques passed through generations. Under Indian law, TK is not patentable under Section 3(p) of the Patents Act. India has created the Traditional Knowledge Digital Library (TKDL) to document such knowledge and prevent biopiracy (illegal patenting of TK by foreign entities). For instance, India successfully opposed patents on turmeric and neem using TKDL evidence. This ensures protection of indigenous rights and discourages misappropriation.


32. Patent Pools and Their Benefits

A patent pool is an agreement where multiple patent owners license their patents to each other or third parties as a group. It helps:

  • Reduce litigation,
  • Avoid blocking innovation,
  • Enable standardization (common in telecom and electronics),
  • Lower transaction costs. Patent pools are monitored to avoid anti-competitive practices. In India, such arrangements must comply with competition law, but they are useful in industries with interdependent technologies like 5G, MPEG, and biotechnology.

33. Patent Filing Fees and Concessions

The Indian Patent Office offers a fee structure based on the type of applicant: natural persons, small entities, startups, or others (like companies). Startups and individuals enjoy reduced fees (up to 80% discount).
For example, filing fees for an individual may be ₹1,600, whereas for a company, it could be ₹8,000. Concessions encourage innovation among startups, students, and MSMEs. Government schemes like Startup India promote patent awareness and offer funding assistance.


34. Impact of Patents on Public Health

Patents, especially on pharmaceuticals, can raise prices due to monopoly control. However, Indian law includes safeguards:

  • Section 3(d) restricts evergreening,
  • Compulsory licensing ensures availability of life-saving drugs,
  • Pre- and post-grant opposition allow public participation. The law balances innovation incentives with the need for access to medicines. The Nexavar case allowed generic production of a cancer drug, reducing its price from ₹2.8 lakh to ₹8,800/month, illustrating the public health angle of patent control.

35. Green Patents and Environmental Innovation

Green patents refer to patents for inventions that provide environmental benefits, such as renewable energy, water purification, and pollution control. To promote sustainability, India and several other countries offer:

  • Fast-track processing for green patents,
  • Fee reductions for environmentally friendly innovations,
  • Public-private partnerships to develop eco-solutions. Green patents help address climate change, support clean technology, and encourage R&D in sustainable development, aligning intellectual property law with global environmental goals.